Varied versions to choose

We provide three versions of NISM-Series-VII study materials to the client and they include PDF version, PC version and APP online version. Different version boosts own advantages and using methods. The content of NISM-Series-VII exam torrent is the same but different version is suitable for different client. For example, the PC version of NISM-Series-VII study materials supports the computer with Windows system and its advantages includes that it simulates real operation exam environment and it can simulates the exam and you can attend time-limited exam on it. And whatever the version is the users can learn the NISM-Series-VII guide torrent at their own pleasures. The titles and the answers are the same and you can use the product on the computer or the cellphone or the laptop.

The purchase procedures are safe and no virus

The purchase procedure of our company’s website is safe. The download, installation and using are safe and we guarantee to you that there are no virus in our product. We provide the best service and the best NISM-Series-VII exam torrent to you and we guarantee that the quality of our product is good. Many people worry that the electronic NISM-Series-VII guide torrent will boost virus and even some people use unprofessional anti-virus software which will misreport the virus. Please believe us because the service and the NISM-Series-VII study materials are both good and that our product and website are absolutely safe without any virus.

We all know that pass the NISM-Series-VII exam will bring us many benefits, but it is not easy for every candidate to achieve it. The NISM-Series-VII guide torrent is a tool that aimed to help every candidate to pass the exam. Our exam materials can installation and download set no limits for the amount of the computers and persons. We guarantee you that the NISM-Series-VII study materials we provide to you are useful and can help you pass the test. Once you buy the product you can use the convenient method to learn the NISM-Series-VII exam torrent at any time and place. So please take it easy before and after the purchase and trust that our NISM-Series-VII study materials carry no virus. To let you be familiar with our product, we list the features and advantages of the NISM-Series-VII study materials as follow.

DOWNLOAD DEMO

Constant update by experts

Many people may worry that the NISM-Series-VII guide torrent is not enough for them to practice and the update is slowly. We guarantee you that our experts check whether the NISM-Series-VII study materials is updated or not every day and if there is the update the system will send the update to the client automatically. So you have no the necessity to worry that you don’t have latest NISM-Series-VII exam torrent to practice. We provide the best service to you and hope you are satisfied with our product and our service.

NISM Series VII - Securities Operations and Risk Management Certification Sample Questions:

1. According to the SEBI circular dated April 05, 2022, regarding the use of Unified Payment Interface (UPI) in public issues of equity shares, which specific category of investors is mandated to use UPI and provide their UPI ID in the bid-cum-application form?

A) All Individual Investors applying in Public issues where the application amount is up to 5 Lakhs.
B) Non-lnstitutional Investors (NIIs) applying above Rs. 2 Lakhs.
C) All Retail Individual Investors applying for any amount.
D) Qualified Institutional Buyers (QIBs) applying up to Rs. 2 Lakhs.
E) Anchor Investors applying during the anchor book period.

2. Once a conciliator is appointed by the ODR Institution, what is the prescribed timeline for the disputing parties to reach an amicable resolution, and under what condition can this period be extended?

A) 21 calendar days, extendable for a maximum period of 10 calendar days by consent of the disputing parties.
B) 30 calendar days, extendable by 15 days upon approval by the MI.
C) 15 calendar days, extendable by 7 days if the conciliator deems it necessary.
D) 10 calendar days, extendable by 10 calendar days upon payment of late fees.
E) 45 calendar days, with no provision for extension to ensure speedy disposal.

3. The mechanism for the validation of instructions for Pay-In of securities from a client demat account to a Member Pool Account is explicitly NOT applicable to which category of clients?

A) Clients having arrangements with custodians registered with SEBI for clearing and settlement of trades.
B) High Net Worth Individuals (HNIs) using Power of Attorney (POA) services.
C) Non-Resident Indians (NRIs) trading through a designated stock broker.
D) Retail investors using the electronic Delivery Instruction Slip (eDIS) facility.
E) Corporate clients trading in the derivatives segment only.

4. For un-expired illiquid futures contracts on an individual security, how is the Daily Settlement Price determined by the Clearing Corporation?

A) It is fixed at the previous day's settlement price adjusted for the risk-free interest rate.
B)

C) It is the weighted average price of the contract during the last half an hour of trading.
D) It is based on the closing price of the underlying security in the Capital Market Segment.
E) It is determined by the FIMMDA / FBIL reference rate.

5. Identify the correct expiry and settlement logic for Currency Derivative contracts (USD-INR) traded on Indian stock exchanges.

A) Contracts expire on the last working day of the month; Final Settlement Price is the RBI Reference Rate.
B) Contracts expire two working days prior to the last business day of the month; Final Settlement Price is the average spot rate of the last 30 minutes.
C) Contracts expire on the last Thursday of the month; Settlement is physical delivery of the foreign currency.
D) Contracts expire two working days prior to the last business day of the expiry month at 12:30 pm; Final Settlement Price is the FBIL reference rate.
E) Contracts expire on the 1 5th of every month; Settlement is cash settled based on the crossing of FCY-INR rates.

Solutions: